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Sponsor Spotlight - Compass Compliance
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A robust and focused regulatory compliance team which provides direct compliance interaction and support through experienced and knowledgeable consultants who have served as "hands on" chief compliance officers and operations officers with registered investment advisory firms. Compass integrates our services in a seamless fashion through relationship-based support tailored to your specific business model and internal processes.

 

Our core services include:

Third Party Compliance Review

Mock SEC Exam

Compliance Training

SEC Examination Assistance

 

For more information see our website: Compass Compliance Services

 

 

 

 

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